15/10/2026
Strong safeguarding controls require more than documented processes.
For firms handling customer funds or payment services activities, governance, oversight, reconciliation procedures and operational ex*****on all need to align with regulatory expectations.
A framework may look robust on paper, but the real test is whether those controls operate effectively in practice.
Independent safeguarding assurance can help organisations identify weaknesses, understand potential exposure and strengthen the processes designed to protect customer funds.
With regulatory scrutiny continuing to increase, proactive review can provide greater confidence before weaknesses become regulatory concerns.
To discuss safeguarding audit and assurance with Parker Russell UK, contact our team
https://parkerrussell.co.uk/contact-us/